Reports

Wachovia Capital Markets, LLC

Statement of Financial Condition - June 30, 2008 This document requires Adobe Acrobat Reader.

Statement of Financial Condition - December 31, 2007 This document requires Adobe Acrobat Reader.

FOCUS Report - November 30, 2008 This document requires Adobe Acrobat Reader.

FOCUS Report - October 31, 2008 This document requires Adobe Acrobat Reader.

FOCUS Report - September 30, 2008 This document requires Adobe Acrobat Reader.

Disclosure of SEC Rule 605 - Required Order Execution Information

Historical Disclosures for SEC Rule 605

Disclosure of SEC Rule 606 - Required Order Routing Information

Disclosure on Disaster Recovery This document requires Adobe Acrobat Reader.

Auction Practices and Procedures for Wachovia Bank, National Association and Wachovia Capital Markets, LLC

Wachovia

Annual Report

10/07, 0807 - 61196

Securities and Insurance Products: Not Insured by FDIC or any Federal Government Agency; May Lose Value; Not a Deposit of or Guaranteed by a Bank or any Bank Affiliate

Wachovia Securities is the trade name used by three separate, registered broker-dealers and nonbank affiliates of Wachovia Corporation. Retail securities brokerage services offered through Wachovia Securities, LLC, Member NYSE/SIPC and Wachovia Securities Financial Network, LLC, Member FINRA/SIPC. Corporate and Investment Banking services offered through Wachovia Capital Markets, LLC, Member NYSE, FINRA, and SIPC. A.G. Edwards is a division of Wachovia Securities, Member SIPC.

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